Words similar to broker-dealers

Example sentences for: broker-dealers

How can you use “broker-dealers” in a sentence? Here are some example sentences to help you improve your vocabulary:

Among other things, the rule amends Regulation T to (1) eliminate restrictions on the ability of broker-dealers to arrange for credit; (2) increase the type and number of domestic and foreign securities that may be bought on margin and increase the loan value of some securities that already are marginable; (3) delete Board rules regarding options transactions in favor of the rules of the options exchanges; and (4) reduce restrictions on transactions involving foreign persons, securities, and currency.
The Commission discusses the two possible groups of small entities that would be subject to this rulemaking and concludes that as many as 100 broker-dealers and as many as 960 Nasdaq Small Cap issuers could be affected by this rulemaking.
Recordingkeeping requirements are estimated to cost $2,500,000 annually for broker-dealers to comply with the rule.
1The preamble to the final rule actually states that the rule will not have a substantial "adverse effect" on a significant number of small broker-dealers.